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Vol 297, No 1 (2017)

Article

Emergence and non-typicality of the finiteness of the attractors in many topologies

Berger P.

Abstract

We introduce the notion of emergence for a dynamical system and conjecture the local typicality of super complex ones. Then, as part of this program, we provide sufficient conditions for an open set of Cd-families of Cr-dynamics to contain a Baire generic set formed by families displaying infinitely many sinks at every parameter, for all 1 ≤ dr ≤ ∞ and d < ∞ and two different topologies on families. In particular, the case d = r = 1 is new.

Proceedings of the Steklov Institute of Mathematics. 2017;297(1):1-27
pages 1-27 views

Erdős measures on the Euclidean space and on the group of A-adic integers

Bezhaeva Z.I., Kulikov V.L., Olekhova E.F., Oseledets V.I.

Abstract

Let AMn(ℤ) be a matrix with eigenvalues greater than 1 in absolute value. The ℤn-valued random variables ξt, t ∈ ℤ, are i.i.d., and P(ξt = j) = pj, j ∈ ℤn, 0 < p0 < 1, ∑jpj = 1. We study the properties of the distributions of the ℝn-valued random variable ζ1 = ∑t=1Atξt and of the random variable ζ = ∑t=0Atξt taking integer A-adic values. We obtain a necessary and sufficient condition for the absolute continuity of these distributions. We define an invariant Erdős measure on the compact abelian group of A-adic integers. We also define an A-invariant Erdős measure on the n-dimensional torus. We show the connection between these invariant measures and functions of countable stationary Markov chains. In the case when |{j: pj ≠ 0}| < ∞, we establish the relation between these invariant measures and finite stationary Markov chains.

Proceedings of the Steklov Institute of Mathematics. 2017;297(1):28-34
pages 28-34 views

Realization of Morse–Smale diffeomorphisms on 3-manifolds

Bonatti C., Grines V.Z., Pochinka O.V.

Abstract

The paper presents a realization of an orientation-preserving Morse–Smale 3-diffeomorphism in each class of the topological conjugacy by means of an abstract scheme.

Proceedings of the Steklov Institute of Mathematics. 2017;297(1):35-49
pages 35-49 views

On monodromy eigenfunctions of Heun equations and boundaries of phase-lock areas in a model of overdamped Josephson effect

Buchstaber V.M., Glutsyuk A.A.

Abstract

We study a family of double confluent Heun equations of the form LE = 0, where L = Lλ,μ,n is a family of second-order differential operators acting on germs of holomorphic functions of one complex variable. They depend on complex parameters λ, μ, and n. The restriction of the family to real parameters satisfying the inequality λ + μ2 > 0 is a linearization of the family of nonlinear equations on the two-torus that model the Josephson effect in superconductivity. We show that for all b, n ∈ ℂ satisfying a certain “non-resonance condition” and for all parameter values λ, μ ∈ ℂ, μ ≠ 0, there exists an entire function f±: ℂ → ℂ (unique up to a constant factor) such that zbL(zbf±(z±1)) = d + dz for some d, d ∈ ℂ. The constants dj are expressed as functions of the parameters. This result has several applications. First of all, it gives the description of those values λ, μ, n, and b for which the monodromy operator of the corresponding Heun equation has eigenvalue e2πib. It also gives the description of those values λ, μ, and n for which the monodromy is parabolic, i.e., has a multiple eigenvalue. We consider the rotation number ρ of the dynamical system on the two-torus as a function of parameters restricted to a surface λ + μ2 = const. The phase-lock areas are its level sets with nonempty interior. For general families of dynamical systems, the problem of describing the boundaries of the phase-lock areas is known to be very complicated. In the present paper we include the results in this direction that were obtained by methods of complex variables. In our case the phase-lock areas exist only for integer rotation numbers (quantization effect), and their complement is an open set. On their complement the rotation number function is an analytic submersion that induces its fibration by analytic curves. The above-mentioned result on parabolic monodromy implies the explicit description of the union of boundaries of the phase-lock areas as solutions of an explicit transcendental functional equation. For every θ ∉ ℤ we get a description of the set {ρ ≡ ±θ (mod 2ℤ)}.

Proceedings of the Steklov Institute of Mathematics. 2017;297(1):50-89
pages 50-89 views

A palm hierarchy for determinantal point processes with the Bessel kernel

Bufetov A.I.

Abstract

The main result of this note shows that Palm distributions of the determinantal point process governed by the Bessel kernel with parameter s are equivalent to the determinantal point process governed by the Bessel kernel with parameter s + 2. The Radon–Nikodym derivative is explicitly computed as a multiplicative functional on the space of configurations.

Proceedings of the Steklov Institute of Mathematics. 2017;297(1):90-97
pages 90-97 views

Topological and ergodic aspects of partially hyperbolic diffeomorphisms and nonhyperbolic step skew products

Díaz L.J., Gelfert K., Rams M.

Abstract

We review some ergodic and topological aspects of robustly transitive partially hyperbolic diffeomorphisms with one-dimensional center direction. We also discuss step skew-product maps whose fiber maps are defined on the circle which model such dynamics. These dynamics are genuinely nonhyperbolic and exhibit simultaneously ergodic measures with positive, negative, and zero exponents as well as intermingled horseshoes having different types of hyperbolicity. We discuss some recent advances concerning the topology of the space of invariant measures and properties of the spectrum of Lyapunov exponents.

Proceedings of the Steklov Institute of Mathematics. 2017;297(1):98-115
pages 98-115 views

On three types of dynamics and the notion of attractor

Gonchenko S.V., Turaev D.V.

Abstract

We propose a theoretical framework for explaining the numerically discovered phenomenon of the attractor–repeller merger. We identify regimes observed in dynamical systems with attractors as defined in a paper by Ruelle and show that these attractors can be of three different types. The first two types correspond to the well-known types of chaotic behavior, conservative and dissipative, while the attractors of the third type, reversible cores, provide a new type of chaos, the so-called mixed dynamics, characterized by the inseparability of dissipative and conservative regimes. We prove that every elliptic orbit of a generic non-conservative time-reversible system is a reversible core. We also prove that a generic reversible system with an elliptic orbit is universal; i.e., it displays dynamics of maximum possible richness and complexity.

Proceedings of the Steklov Institute of Mathematics. 2017;297(1):116-137
pages 116-137 views

Combinatorics of the subshift associated with Grigorchuk’s group

Grigorchuk R., Lenz D., Nagnibeda T.

Abstract

We study combinatorial properties of the subshift induced by the substitution that describes Lysenok’s presentation of Grigorchuk’s group of intermediate growth by generators and relators. This subshift has recently appeared in two different contexts: on the one hand, it allowed embedding Grigorchuk’s group in a topological full group, and on the other hand, it was useful in the spectral theory of Laplacians on the associated Schreier graphs.

Proceedings of the Steklov Institute of Mathematics. 2017;297(1):138-144
pages 138-144 views

Joint spectrum and the infinite dihedral group

Grigorchuk R., Yang R.

Abstract

For a tuple A = (A1,A2, ... ,An) of elements in a unital Banach algebra B, its projective joint spectrum P(A) is the collection of z ∈ ℂn such that the multiparameter pencil A(z) = z1A1 + z2A2 + ... + znAn is not invertible. If B is the group C*-algebra for a discrete group G generated by A1,A2, ... ,An with respect to a representation ρ, then P(A) is an invariant of (weak) equivalence for ρ. This paper computes the joint spectrum of R = (1, a, t) for the infinite dihedral group D = 〈a, t | a2 = t2 = 1〉 with respect to the left regular representation λD, and gives an in-depth analysis on its properties. A formula for the Fuglede–Kadison determinant of the pencil R(z) = z0 + z1a + z2t is obtained, and it is used to compute the first singular homology group of the joint resolvent set Pc(R). The joint spectrum gives new insight into some earlier studies on groups of intermediate growth, through which the corresponding joint spectrum of (1, a, t) with respect to the Koopman representation ρ (constructed through a self-similar action of D on a binary tree) can be computed. It turns out that the joint spectra with respect to the two representations coincide. Interestingly, this fact leads to a self-similar realization of the group C*-algebra C*(D). This self-similarity of C*(D) manifests itself in some dynamical properties of the joint spectrum.

Proceedings of the Steklov Institute of Mathematics. 2017;297(1):145-178
pages 145-178 views

On the structure of the ambient manifold for Morse–Smale systems without heteroclinic intersections

Grines V.Z., Zhuzhoma E.V., Medvedev V.S.

Abstract

It is shown that if a closed smooth orientable manifold Mn, n ≥ 3, admits a Morse–Smale system without heteroclinic intersections (the absence of periodic trajectories is additionally required in the case of a Morse–Smale flow), then this manifold is homeomorphic to the connected sum of manifolds whose structure is interconnected with the type and number of points that belong to the non-wandering set of the Morse–Smale system.

Proceedings of the Steklov Institute of Mathematics. 2017;297(1):179-187
pages 179-187 views

Deformation rate of boundaries in Anosov and related systems

Gurevich B.M., Komech S.A.

Abstract

A review of results is presented concerning the deformation rate of set boundaries in the phase space of Anosov diffeomorphisms, some symbolic systems, and some flows.

Proceedings of the Steklov Institute of Mathematics. 2017;297(1):188-199
pages 188-199 views

On the smoothness of the conjugacy between circle maps with a break

Khanin K., Kocić S.

Abstract

For any α ∈ (0, 1), c ∈ ℝ+ \ {1} and γ > 0 and for Lebesgue almost all irrational ρ ∈ (0, 1), any two C2+α-smooth circle diffeomorphisms with a break, with the same rotation number ρ and the same size of the breaks c, are conjugate to each other via a C1-smooth conjugacy whose derivative is uniformly continuous with modulus of continuity ω(x) = A|log x|γ for some A > 0.

Proceedings of the Steklov Institute of Mathematics. 2017;297(1):200-207
pages 200-207 views

On some simple examples of mechanical systems with hyperbolic chaos

Kuznetsov S.P., Kruglov V.P.

Abstract

Examples of mechanical systems with hyperbolic chaos are discussed, including the Thurston–Weeks–Hunt–MacKay hinge mechanism, in which conservative Anosov dynamics is realized, and dissipative systems with Smale–Williams type attractors (a particle on a plane under periodic kicks, interacting particles sliding on two alternately rotating disks, and a string with parametric excitation by modulated pump). The examples considered in the paper are interesting from the viewpoint of filling hyperbolic theory, as a well-developed field of the mathematical theory of dynamical systems, with physical content. The results of computer tests for hyperbolicity of the systems are presented that are based on the analysis of the statistics of intersection angles of stable and unstable manifolds.

Proceedings of the Steklov Institute of Mathematics. 2017;297(1):208-234
pages 208-234 views

On the attractors of step skew products over the Bernoulli shift

Okunev A.V., Shilin I.S.

Abstract

We study the statistical and Milnor attractors of step skew products over the Bernoulli shift. In the case when the fiber is a circle, we prove that for a topologically generic step skew product the statistical and Milnor attractors coincide and are Lyapunov stable. To this end we study some properties of the projection of the attractor onto the fiber, which might be of independent interest. In the case when the fiber is a segment, we give a description of the Milnor attractor as the closure of the union of graphs of finitely many almost everywhere defined functions from the base of the skew product to the fiber.

Proceedings of the Steklov Institute of Mathematics. 2017;297(1):235-253
pages 235-253 views

A note on the shrinking sector problem for surfaces of variable negative curvature

Pollicott M.

Abstract

Given the universal cover for a compact surface V of variable negative curvature and a point 0, we consider the set of directions \({\widetilde v_0} \in {S_{\widetilde {{x_0}}}}\widetilde V\) for which a narrow sector in the direction , and chosen to have unit area, contains exactly k points from the orbit of the covering group. We can consider the size of the set of such in terms of the induced measure on \({S_{{{\widetilde x}_0}}}\widetilde V\) by any Gibbs measure for the geodesic flow. We show that for each k the size of such sets converges as the sector grows narrower and describe these limiting values. The proof involves recasting a similar result by Marklof and Vinogradov, for the particular case of surfaces of constant curvature and the volume measure, by using the strong mixing property for the geodesic flow, relative to the Gibbs measure.

Proceedings of the Steklov Institute of Mathematics. 2017;297(1):254-263
pages 254-263 views

Splitting problem for WKB asymptotics in a nonresonant case and the reduction method for linear systems

Stepin S.A.

Abstract

As applied to the problem of asymptotic integration of linear systems of ordinary differential equations, we propose a reduction of order method that allows one to effectively construct solutions indistinguishable in the growth/decrease rate at infinity. In the case of a third-order equation, we use the developed approach to answer Bellman’s problem on splitting WKB asymptotics of subdominant solutions that decrease at the same rate. For a family of Wigner–von Neumann type potentials, the method allows one to formulate a selection rule for nonresonance values of the parameters (for which the corresponding second-order equation has a Jost solution).

Proceedings of the Steklov Institute of Mathematics. 2017;297(1):264-284
pages 264-284 views

On the commutator group of the group of interval exchange transformations

Vorobets Y.

Abstract

We study the group of interval exchange transformations and obtain several characterizations of its commutator group. In particular, it turns out that the commutator group is generated by elements of order 2.

Proceedings of the Steklov Institute of Mathematics. 2017;297(1):285-296
pages 285-296 views

On the Riemann–Hilbert problem for difference and q-difference systems

Vyugin I.V., Levin R.I.

Abstract

We study an analog of the classical Riemann–Hilbert problem stated for the classes of difference and q-difference systems. We generalize Birkhoff’s existence theorem.

Proceedings of the Steklov Institute of Mathematics. 2017;297(1):297-313
pages 297-313 views